Policies, Guidelines & Forms
The OAA Policies, Guidelines and Forms page is meant to provide convenient access to academics-oriented policies and rules. It is the responsibility of all individuals to identify and familiarize themselves with all applicable university and unit policies. This directory complements the University Policies site.
University Policies Faculty policy FAQsNew & Recently Revised Documents
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Counter-Offer Off-Cycle Salary Increase Request
Issued: 8/27/2024
Revised: 8/27/2024
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Dual Career Funding Approval Request
Issued: 8/27/2024
Revised: 8/27/2024
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Salaries Over $330K Approval Request
Issued: 8/27/2024
Revised: 8/27/2024
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Waivers for National Faculty Search Approval Request
Issued: 8/27/2024
Revised: 8/27/2024
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Policy Title | Issued | Revised | Type |
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Counter-Offer Off-Cycle Salary Increase Request | Issued: 08/27/24 | Revised: 08/27/24 | Type: Form |
This form is used to request a counter-offer off-cycle salary increase. |
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Dual Career Funding Approval Request | Issued: 08/27/24 | Revised: 08/27/24 | Type: Form |
This form is used to request funding to help support dual careers opportunities. |
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Salaries Over $330K Approval Request | Issued: 08/27/24 | Revised: 08/27/24 | Type: Form |
Waivers for National Faculty Search Approval Request | Issued: 08/27/24 | Revised: 08/27/24 | Type: Form |
This form is to be used to request to waive a national search. |
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Form 202: Application for Faculty Professional Leave | Issued: 07/01/14 | Revised: 11/27/23 | Type: Form |
This form is for faculty applying for professional leave. |
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Campus Free Speech | Issued: 05/30/23 | Revised: 05/30/23 | Type: Policy |
The Ohio State University’s Shared Values include a commitment to diversity and innovation. Pursuant to these values, the university promotes a culture of welcoming differences, making connections among people and ideas, and encouraging open-minded exploration, risk-taking, and freedom of expression. As a land-grant institution, the university takes seriously its role in promoting and supporting public discourse. To that end, the university is steadfastly committed to protecting the First Amendment right to free speech and academic freedom on its campus, and to upholding the university’s academic motto—"Education for Citizenship.” |
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Reemployment of Faculty and Staff | Issued: 04/25/11 | Revised: 11/28/22 | Type: Policy |
Outlines reemployment eligibility for faculty and staff who have retired from the university, received a separation incentive/phased retirement from the university, or when terminated in a specific situation. |
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Form 109: Record of Review for Promotion | Issued: 07/01/12 | Revised: 09/01/22 | Type: Form |
This form is used to record the review for faculty promotion in academic rank, tenure, and/or reappointment. |
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Outside Activities and Conflicts | Issued: 09/01/22 | Revised: 09/01/22 | Type: Policy |
The university encourages individual participation in outside activities, such as collaborations with government, industry, and other private institutions, because such participation helps advance the university’s mission through mutually beneficial partnerships and contributes to social and economic development and increased knowledge. Participation in outside activities therefore is permitted to the extent that the activity aligns with an individual’s responsibilities to the university, and that participation does not create a conflict of commitment (COC) or conflict of interest (COI). Individuals conducting research also must avoid financial conflicts of interest (FCOI) in research. |
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MOU for Faculty in Temporary Immigration Status | Issued: 09/01/22 | Revised: 09/01/22 | Type: Form |
To be used for faculty eligible for tenured positions who are not U.S. citizens or nationals, permanent residents, asylees or refugees, or otherwise described as “protected individuals” pursuant to Title 8 U.S. Code Section 1324b(a)(3)(B). |
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Form 207: Request for Emeritus Status | Issued: 09/01/14 | Revised: 09/01/22 | Type: Form |
This form is to be filed by a TIU that wishes to request Emeritus Status for a faculty member. |
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Faculty Recruitment and Selection | Issued: 07/26/04 | Revised: 08/23/22 | Type: Policy |
Policy on recruiting tenure track, clinical track, and research track faculty. |
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Faculty Professional Leave | Issued: 11/09/04 | Revised: 06/01/22 | Type: Policy |
Policy governing faculty professional leaves, a program created to give faculty a period of uninterrupted time to invest in their professional development. |
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Faculty Special Assignment | Issued: 05/14/01 | Revised: 06/01/22 | Type: Policy |
A special assignment releases a faculty member from regular duties for a period of up to one full semester so that he or she may concentrate on a unique research, service, or teaching endeavor or invest in a relatively brief professional development opportunity.
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Affirmative Action and Equal Employment Opportunity | Issued: 10/01/73 | Revised: 01/25/22 | Type: Policy |
To create an environment where all people have an equal opportunity to apply for and participate fully in university employment and to promote awareness of the university’s affirmative action obligations. |
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Form 203: Faculty Emergency Fund | Issued: 10/01/11 | Revised: 12/01/21 | Type: Form |
The purpose of this form is to provide small loans of up to $1,500 to newly appointed regular faculty to meet emergency expenses of relocating to Ohio State. |
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Form 105: Dossier Checklist | Issued: 07/01/14 | Revised: 04/01/21 | Type: Form |
This form is a Dossier Checklist for candidates of promotion and tenure. |
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Form 116: Automatic Notification of Extension of Tenure Clock Due to COVID-19 | Issued: 03/19/20 | Revised: 01/05/21 | Type: Form |
Tenure-track faculty who are in their probationary period during spring 2020 can use this form to opt-in for an automatic one-year extension to their probationary period (tenure clock). |
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Form 111: Notification of Birth or Adoption of Child | Issued: 01/01/13 | Revised: 01/05/21 | Type: Form |
This form is forwarded to acknowledge the notification of birth or adoption so that the department, college, and university records can be updated. |
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Form 112: Request for Exclusion of Time from Probationary Period | Issued: 07/01/13 | Revised: 01/05/21 | Type: Form |
This form is forwarded only if approval is recommended. In the event of a negative reccomendation, the faculty member should be informed promptly of the denial of the request. The Provost makes the final decision. A copy of the approved form will be returned to the Dean. |
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Faculty Compensation | Issued: 07/26/04 | Revised: 01/03/21 | Type: Policy |
To establish requirements for compensation decisions to support the recruitment, performance, and retention of high-quality faculty. |
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Paid Time Off | Issued: 06/22/97 | Revised: 01/03/21 | Type: Policy |
To provide guidance on and promote consistent application of paid time off benefits designed to support faculty and staff as they balance career, personal, and family life. |
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Unpaid Leave | Issued: 10/01/73 | Revised: 01/03/21 | Type: Policy |
To provide guidance on and consistent application of unpaid leave benefits designed to support faculty and staff as they balance career, family, and personal life. |
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Guidelines and Resources for Faculty Annual & Periodic Reviews | Issued: 12/10/20 | Revised: 12/10/20 | Type: Guidelines |
Form 103: Comments | Issued: 05/01/07 | Revised: 08/01/19 | Type: Form |
This form is to be used for response comments. |
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Faculty Appointments | Issued: 07/20/04 | Revised: 08/01/19 | Type: Policy |
To provide guidance for appointment decisions for each faculty type. Faculty Rule 3335-5-19 states the general criteria governing the types of faculty titles. Faculty Rules 3335-6 and 3335-7 describe in detail the tenure-track, and clinical and research appointment types. |
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Faculty Annual Review and Reappointment | Issued: 07/26/04 | Revised: 12/17/18 | Type: Policy |
Annual reviews of faculty serve to monitor progress toward tenure, promotion, reappointment, and ongoing outcomes. Written performance reviews serve to assist faculty in improving professional productivity, establish goals against which faculty performance will be assessed, determine salary increases and other resource allocations, define progress toward reappointment and/or promotion, and, in the event of poor performance, establish and explain the need for remedial steps. |
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Campus Art and Memorials | Issued: 08/01/89 | Revised: 08/24/18 | Type: SOP |
The Ohio State University encourages the installation of art and memorials on or within university facilities to enhance the aesthetic nature of campus, enrich the educational experience, advance the learning of individual viewers, and/or memorialize individuals or events. Proposals for the development of campus art and memorials on or within University facilities must be submitted to the Campus Art and Memorials Committee for review before final determination by the Office of Academic Affairs. |
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Use of Unmanned Aircraft Systems (UAS) | Issued: 11/20/15 | Revised: 04/02/18 | Type: Policy |
To mitigate risks to individuals and organizations potentially affected by UAS activities. To ensure compliance with federal, state, and local laws; applicable university policies; contract provisions; and referenced guidance. To enable teaching and scholarship |
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Form 114: Summary Form for External Reviewers | Issued: 07/01/17 | Revised: 07/01/17 | Type: Form |
This form records the name, title/rank, institution, nominator, and relationship to candidate of responding external evaluators. |
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Form 110: Report on Candidates | Issued: 09/01/16 | Revised: 09/01/16 | Type: Form |
This form is a report on faculty cadidates considered for promotion, tenure, and/or reappointment. |
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STRS Member Information Form | Issued: 06/01/16 | Revised: 06/01/16 | Type: Form |
The State Teachers Retirement System of Ohio form for rehire of retired faculty member. |
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Form 108: TIU Voting Record | Issued: 07/01/14 | Revised: 07/01/14 | Type: Form |
For TIU Voting Record, use the TIU Voting Record section of Form 105. |
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Request to Rehire Retired Faculty/Staff Member (OHR Form) | Issued: 06/15/13 | Revised: 06/15/13 | Type: Form |
Form 113: Declination of Exclusion of Time | Issued: 01/01/13 | Revised: 01/01/13 | Type: Form |
Individuals wishing to decline a guaranteed exclusion need only not submit form 111. |
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Form 201: Paid External Consulting | Issued: 11/01/12 | Revised: 11/01/12 | Type: Form |
This form is for approving paid external consulting for regular faculty. |
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Form 101: Nonrenewal of Probationary Appointment | Issued: 02/01/12 | Revised: 02/01/12 | Type: Form |
This form is to be used for the Nonrenewal of Probationary Appointment for regular tenure track, clinical track, or research track faculty; or Denial of Tenure for tenure track faculty only. |
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Form 104: Courses and Clinical Instruction | Issued: 10/01/09 | Revised: 10/01/09 | Type: Form |
This form is used to list undergraduate, graduate, and professional Courses and Clinical Instruction for faculty. |
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Form 106: External Evaluator | Issued: 05/01/07 | Revised: 05/01/07 | Type: Form |
This form is used to document information on an External Evaluator. |
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Unmanned Aircraft Systems Request Form | Issued: 11/20/15 | Revised: | Type: Form |
This UAS Request Form must be completed and submitted to osurisk@osu.edu for review and approval by the UAS Advisory Committee (UASAC) prior to any UAS operations on university property or at any university sponsored event. University faculty, staff, graduate associates, students, or others conducting operations on behalf of the university must submit this document not less than two (2) weeks in advance of flight operations. Individuals who are not affiliated with the university or who are not conducting university sponsored operations must submit this form not less than three (3) weeks in advance of flight operations. The Requestor will receive a UASAC response within 10 working days of request receipt. Prior to submission of this form, the Requestor must review the Unmanned Aircraft Systems policy go.osu.edu/uas-policy. |